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Virtual Reference Desk Abstract

NASD Regulation, Inc.

This site is "a resource for investors and the securities industry." NASD Regulation, Inc. is the independent subsidiary of the National Association of Securities Dealers, Inc. charged with regulating the securities industry and the Nasdaq Stock Market. Information is available about arbitration and mediation, rules and procedures (including the Code of Arbitration Procedures), and a listing of State Securities Regulators.

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    Copyright © 1997 Christopher C. Brown
    Revised: 2/11/01